Financial & Retirement Planning Services, Investment Management

By: Svwealth  09-12-2011


It is an honor and a privilege to help clients manage their money. We go above and beyond to provide the level of service and professionalism that each client deserves when dealing with their life savings. Each SureVest client has a personal advisor that they can call at anytime to answer their questions and ensure that they get personalized first class service.

Clients also receive:

  • A personalized Investment Policy Statement (updated annually)
  • Quarterly performance reporting
  • Tracking and detailed reports showing cost basis, interest and dividends for tax planning
  • Personal financial Statements
  • Quarterly Conference Calls
  • 24/7 Online account access.


SureVest Capital Management never takes custody of a client’s assets. Our custodian of choice is TD Ameritrade Institutional. We also utilize an independent third party to produce all performance reports for our clients. This gives our clients two independent accountings of their assets.

TD AMERITRADE, Inc. is a member of the Securities Investor Protection Corporation. The SIPC provides protection of up to $500,000 for brokerage accounts. For details, please see . TD AMERITRADE also provides an additional $149.5 million of protection per client through supplemental coverage provided by London Insurers. The $149.5 million of coverage includes an additional $900,000 limit on cash in the account. Each client is limited to a combined return of $150 million from a Trustee, SIPC or London.

TD AMERITRADE has an aggregate total coverage of $250 million. This coverage does not protect against loss in market value of the securities, but rather provides protection against insolvency of the brokerage firm.

The information in this article was current at 06 Dec 2011

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